Financial Economics
EC3013 Financial Economics
Coursework
Autumn
2016
Answer all of the 8 questions. The number of marks for each question is indicated; marks add to
100.
You must
u
se
your own words
and explain everything.
Use a standard file type, such as
*.docx, *.pdf, or *.odt to compile your answers and upload your work to the Moodle submission
point for the coursework task.
1
The
no
-
arbitrage condition must hold if there is just one investor who prefers more to
less, a
nd he or she is able to form an optimal portfolio.
Why just
one
investor?
How
does the ability to form an optimal portfolio contradict the existence of an arbitrage
opportunity? (15
marks)
2
What
is the difference between a
state price
and a martingale p
robability
?
(10 marks)
3
Is a martingale necessarily a random walk? Is a random walk necessarily a martingale?
Explain.
(5 marks)
4
Characterise the information set assumed to be impounded in
asset
pr
ices in the case of
semi
-
strong
-
form market efficienc
y and contrast it with the other two forms
.
(10 marks)
5
Investors in risky assets
must bear the unsystematic risk associated with those assets
.
Explain what compensation they receive for bearing this risk.
(10 marks)
6
Set out the
market model
,
in ex ante and ex post terms
,
in equations and in words,
making sure that
everything
in the two equations is explained explicitly.
(15 marks)
7
Consider
the
Security Market Line (SML).
(25 marks in total)
a.
Identify
a
point on the line where the asset has the same expected return as the
market portfolio. What is the value of this asset’s beta?
[8 marks]
b.
Identify
another point on the line, where the expected return on the asset is just the
risk
-
free rate of return. W
hat is the value of
this
asset’s beta?
What risk premium
does the holder of this risky asset earn?
[8 marks]
c.
Identify
a third point on the SML, where the expected return on the asset is less than
the return on the risk
-
free asset.
What is the beta?
Ex
plain
whether, and
why
,
an
investor might wish to hold this asset.
[9 marks]
8
In the
neoclassical analysis on which the CAPM is founded, investors
are
assumed to
care
only about the mean and variance of asset returns. Do you think this assumption is
soun
d?
(10 marks)